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Ethical and Professional Standards (for Level I of the CFA® Exam)
Introduction to the CFA Program
Introduction to the CFA Program (8:54)
Introduction to Ethics in Finance
Ethics and Trust in the Investment Profession (CFA Level 1 – Reading 56) (12:00)
Code of Ethics and Standards of Professional Conduct (CFA Level 1 – Reading 57) (7:06)
Guidance for Standards I-VII (CFA Level 1 – Reading 58)
Standard I – Professionalism (14:40)
Standard II – Integrity of Capital Markets (15:38)
Standard III – Duties to Clients and Prospective Clients (16:48)
Standard IV – Duties to Employers (11:30)
Standard V – Investment Analysis, Recommendations, and Action (15:56)
Standard VI – Conflicts of Interest (11:15)
Standard VII – Responsibilities as a CFA Institute Member or CFA Candidate (8:51)
Global Investment Performance Standards (GIPS)
Introduction to the Global Investment Performance Standards (GIPS) (CFA Level 1 – Reading 4) (17:43)
Standard III – Duties to Clients and Prospective Clients
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